Our expertise focuses on the core mission & the required capabilties of an Internal Audit Program.

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Services

IAES provides a full range of services designed to deliver business insights, drive effectivenesss and enhance Internal Audit’s value.

IAES provides Quality Assessment Reviews scoped to meet the current needs and objectives of your Internal Audit function.

Meets IIA & regulatory requirements

  • Remote delivery, PBC* electronic submission, stakeholder surveys
  • 1 week
  • IIA Compliant QAR Report

Assesses Internal Audit’s impact through the lens of business value

  • Hybrid delivery (up to 5 days on-site), review & observations, on-site interviews
  • 2 weeks
  • IIA Compliant QAR Report + Prioritized Improvement Plan

Provides a step-by-step plan for transforming your IA program

  • On-site delivery, review & observations,
    on-site interviews
  • 3 – 4 weeks
  • IIA Compliant QAR Report + Transformation Roadmap

IAES can assist your team in improving all aspects of IA delivery. . .

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  • Strategic Plan alignment
  • Emerging risk identification
  • Risk appetite & residual risk assessment
  • Risk universe validation
  • Ongoing risk assessment
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  • Risk universe coverage
  • IA capabilities assessment
  • Audit prioritization & scheduling review
  • Review prioritization & scheduling
  • Audit objectives & scope confirmation
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  • Audit workplan development
    • Testing approach
    • Audit techniques (data analytics, continuous monitoring/auditing)
  • Audit evidence review & analysis
  • Preliminary audit findings
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  • Stakeholder agreements of facts & findings
  • IA report writing
  • Management action plan confirmation
  • IA issue & action plan tracking
  • Audit Committee reporting
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  • Customer satisfaction assessment
  • Audit team self-assessment
  • Results & value scorecard

. . . at each phase of the IA Life Cycle.

IAES assists Internal Audit teams in building the capabilities and leadership structure to continuously improve performance and value.

Tailored, 1-on-1 support for Internal Audit leadership

  • Chief Audit Executive
  • Audit Leaders
  • Subject Matter Professionals (SMPs)
  • Audit Committee
  • C-Suite/Executives

Customized to your IA team’s experience, skill sets and needs.

  • Skills Assessment
  • Training Needs Assessment
  • Succession Planning & Recruiting
  • Audit Methodologies & Techniques
  • Process & Control Owner Training

Services to assist with IA program transitions and short-term needs

  • Interim Chief Audit Executive
  • “Fractional” or Part-Time CAE
  • Professional Practices & SMP Leadership
  • IA Implementation & Oversight
  • Adjunct Audit Committee Member
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